Start Here
New to FAIS or feeling lost in acronyms? This page gives you the simplest path forward: what to learn first, what to do next, and where RE5 fits into the industry.
Pick the option that matches you
Select the closest match below. Each option gives you the next 3 steps so you can move forward without overthinking it.
- Understand what a FAIS Representative is.
- Learn Fit & Proper (what “competent” means legally).
- Then focus on RE5 Exam preparation.
- Read the RE5 Exam overview so you know what you’re walking into.
- Check your Fit & Proper requirements.
- Choose a prep method via Training Options.
- Confirm your Class of Business (COB) requirements.
- Keep your CPD up to date and recorded.
- Use Study Tools + templates for day-to-day compliance.
The simplest roadmap (most people follow this)
If you’re not sure what applies to you, this sequence is usually the safest starting point:
Important note (so expectations stay realistic)
RE5 is a regulatory exam that tests real-life application of rules and conduct. Passing comes from understanding concepts and practicing questions, not only reading a guide once and hoping for the best. If you want structure and accountability, use a training option that includes guidance, practice and support.
What would you like to do next?
Choose the action that matches your goal. You can always come back and work through the Learn topics in order.